We understand your discomfort with answering so many questions! While the new account application may take some time, it is important to answer the questions accurately. There are a few reasons why this information is required to open a brokerage account with us.

First, we want to make sure that you and your money are safe. We follow procedures to assure that no abnormal activity is occurring with any account.

Secondly, we take investment suitability very seriously. If an investment isn’t the right fit for a particular investor, we will be there to help them out. Read more about suitability.

Lastly, we are required to maintain records of each customer and their information to help deal with the issues above.

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